Founded in 1992, Pinnacle Capital Group is a veteran-led and owned boutique financial complex consisting of a Broker-Dealer (BD), Registered Investment Advisor (RIA), and Commodities Trading Advisor (CTA). We specialize in private (non-public) investment securities and operate in institutional, retail, and private markets. Our team includes experienced financial advisors with backgrounds in law, business, securities, and investment banking.
We provide regulatory and compliance oversight services to experienced brokers, advisors, and CTAs who primarily work with institutional clients. In addition, we provide distribution and managing broker-dealer (MBD) services to asset managers and private funds. We also offer 15a-6 chaperone services to non-U.S. financial entities.
Our Representatives and Capital Groups target solid and fundamentally driven alternative investment strategies. Pinnacle’s strengths include thoughtful market research, thorough due diligence and creative marketing.
Compliance, Rep Oversight, Regulatory Oversight, Advisory, 15a-6 Chaperone, Managing Broker- Dealer (MBD), Capital Raising, Distribution, Finding Investors, Wholesaling, Investment Banking, Mergers & Acquisitions (M&A)
Broker-Dealer (BD) Firms, Registered Representatives (Reps), Financial Advisors (Investment Advisors), Registered Investment Advisor (RIA) Firms, Commodity Trading Advisors (CTA), Foreign Broker-Dealers, Private Investment Companies and Funds, Public Businesses, Limited Partnerships (LPs), Family Offices, Accredited Investors
Real Estate, Hedge Funds, 1031 Exchanges, Tax Advantaged Products, Commodities, Institutional Investments, Retail Investments Private Placements (Regulation D, 506(b) and 506(c)), Private Markets, Regulation A (also called Reg. A+ and Tier II), Initial Public Offerings (IPOs)