Pinnacle Capital Group

Who We Are

Founded in 1992, Pinnacle Capital Group is a veteran-led and owned boutique financial complex consisting of a Broker-Dealer (BD), Registered Investment Advisor (RIA), and Commodities Trading Advisor (CTA). We specialize in private (non-public) investment securities and operate in institutional, retail, and private markets. Our team includes experienced financial advisors with backgrounds in law, business, securities, and investment banking.

We provide regulatory and compliance oversight services to experienced brokers, advisors, and CTAs who primarily work with institutional clients. In addition, we provide distribution and managing broker-dealer (MBD) services to asset managers and private funds. We also offer 15a-6 chaperone services to non-U.S. financial entities.

Competence

Quality

Leadership

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Pinnacle Capital Group's

Investor Thesis

Our Representatives and Capital Groups target solid and fundamentally driven alternative investment strategies. Pinnacle’s strengths include thoughtful market research, thorough due diligence and creative marketing.

Services

Compliance, Rep Oversight, Regulatory Oversight, Advisory, 15a-6 Chaperone, Managing Broker- Dealer (MBD), Capital Raising, Distribution, Finding Investors, Wholesaling, Investment Banking, Mergers & Acquisitions (M&A)

Clients

Broker-Dealer (BD) Firms, Registered Representatives (Reps), Financial Advisors (Investment Advisors), Registered Investment Advisor (RIA) Firms, Commodity Trading Advisors (CTA), Foreign Broker-Dealers, Private Investment Companies and Funds, Public Businesses, Limited Partnerships (LPs), Family Offices, Accredited Investors

Access

Real Estate, Hedge Funds, 1031 Exchanges, Tax Advantaged Products, Commodities, Institutional Investments, Retail Investments Private Placements (Regulation D, 506(b) and 506(c)), Private Markets, Regulation A (also called Reg. A+ and Tier II), Initial Public Offerings (IPOs)

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