Founded in 1992, Pinnacle Capital Group is a veteran-led and owned boutique financial complex consisting of a Broker-Dealer (BD), Registered Investment Advisor (RIA), and Commodities Trading Advisor (CTA). We specialize in private (non-public) investment securities and operate in institutional, retail, and private markets. Our team includes experienced financial advisors with backgrounds in law, business, securities, and investment banking.
We provide regulatory and compliance oversight services to experienced brokers, advisors, and CTAs who primarily work with institutional clients. In addition, we provide distribution and managing broker-dealer (MBD) services to asset managers and private funds. We also offer 15a-6 chaperone services to non-U.S. financial entities.
Our Representatives and Capital Groups target solid and fundamentally driven alternative investment strategies. Pinnacle’s strengths include thoughtful market research, thorough due diligence and creative marketing.