Broker-Dealer Services

About Our Broker-Dealer (BD) Support Services

Pinnacle Capital Group provides independent Registered Representatives (Reps) support to execute their business model and conduct securities transactions successfully. Our BD support includes oversight, compliance, administrative services, documentation, and technology support.

Interested in working with us?

We are always interested in a discussion to determine if we can support your business model. We are currently looking for Reps with Series 7, 79, or 82 licenses. For qualified individuals, we can help you through the FINRA registration process. We may also selectively sponsor groups who must register their capital markets employees, and we can provide managing broker-dealer (MBD) services.

To learn more, contact Dr. JP Parker at [email protected].

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